Regulatory Complaints Disclosure

SEBI mandates all Registered Investment Advisers (RIAs) to display investor complaints status. Investors may contact the Investment Adviser directly for grievance redressal by writing to: info@prosperentia.com

1. Data for the Month Ending – September 2026

Sr No Received From Pending Last Month Received Resolved* Total Pending# Pending > 3 months Avg Resolution Time^
1 Directly From Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 Other Sources 0 0 0 0 0 0
* Includes previous months. # Pending as of last day. ^ Avg resolution = total time / resolved.

2. Trend of Monthly Disposals of Complaints for FY 2026-27

Sr No Month Carried Forward Received Resolved Pending
1 October 2025 0 0 0 0
2 November 2025 0 0 0 0
3 December 2025 0 0 0 0
4 January 2026 0 0 0 0
5 February 2026 0 0 0 0
6 March 2026 0 0 0 0
7 April 2026 0 0 0 0
8 May 2026 0 0 0 0
9 June 2026 0 0 0 0
10 July 2026 0 0 0 0
11 August 2026 0 0 0 0
12 September 2026 0 0 0 0

3. Trend of Yearly Disposals of Complaints

Year Carried Received Resolved Pending
2018-19 0 0 0 0
2019-20 0 0 0 0
2020-21 0 0 0 0
2021-22 0 0 0 0
2022-23 0 0 0 0
2023-24 0 0 0 0
2024-25 0 0 0 0
2025-26 0 0 0 0
2026-27 0 0 0 0

4. Disclosure wrt compliance with Annual Compliance Audit

Sr No Year Compliance Audit Link Remarks
1 2020-21 Completed - None
2 2021-22 Completed - None
3 2022-23 Completed - None
4 2023-24 Completed - None
5 2024-25 Completed - None

5. SEBI Registration Details

  • Name of Investment Adviser Prosperentia
  • SEBI Registration Number INA000018957
  • Type of Registration Investment Adviser
  • Validity of Registration Perpetuity
Address 1401, Marathon Millenium, LBS Road, Mulund West, Mumbai - 400080
Contact Number 9619778842
Email info@prosperentia.com
Principal Officer Prosperentia
Compliance Officer Prosperentia